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and Exchange Commission. Clause 3. Fund supervisor shall be commercial banks under the law on commercial bank, finance companies under the laws on undertaking of finance business, securities and credit
Exchange Commission. Clause 3. Fund supervisor shall be commercial banks under the law on commercial bank, finance companies under the laws on undertaking of finance business, securities and credit foncier
consent in writing. Clause 7. Derivatives broker may deposit customer’s cash with commercial bank or other bank established under the specific law, or invest in promissory notes issued by finance company or
client’s permission or consent in writing. Clause 7. Derivatives broker may deposit customer’s cash with commercial bank or other bank established under the specific law, or invest in promissory notes issued
. Derivatives broker may deposit customer’s cash with commercial bank or other bank established under the specific law, or invest in promissory notes issued by finance company or TSFC Securities Limited, or
BANKING CORPORATION LIMITED 14. THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED 15. TMBTHANACHART BANK PUBLIC COMPANY LIMITED 16. UNITED OVERSEAS BANK (THAI) PUBLIC COMPANY LIMITED Foreign Juristic Person
Duties as Marketing Officer of Securities Company / Commercial Bank 15. Report/Form (Notification of Securities and Exchange Commission) Form 113-2 Form for Changing of Information of Marketing Officers