at www.sec.or.th and via SEC Check First application, while a list of unauthorized individuals outside the SEC supervision is also available at Investor Alert on the SEC website via https

ทะเบียนของผู้ถือหน่วยลงทุนทราบ เช่น Line, SMS, Email, Platform หรือ Application เป็นต้น ในกรณีที่เป็นการเปลี่ยนตัวบุคคลหนึ่งเป็นอีกบุคคลหนึ่ง ไม่ว่าจะเป็นบุคคลธรรมดาหรือ นิติบุคคล เช่น บลจ

following regulations: Clause 1 This Notification shall come into force as from 1 July 2014. Chapter 1 General Provisions Clause 2 In this Notification, application form and the tables attached hereunder

company launched a new service, “HomePro Service Application”, which will serve as a channel for customers to purchase Home Service via the Mobile Application. Covering more than 40 services, this will be

comprising courses on finance, investment, accounting or economics. 3. Maintenance of status 3.1 Being securities firm executive or mutual fund manager or private fund manager on the renewal application date

manager on the renewal application date in cases of investor contacts who have been approved on the basis of such status; 3.1 Being an investor contact approved or registered by regulators of foreign

executive or mutual fund manager or private fund manager on the renewal application date in cases of investor contacts who have been approved on the basis of such status; 3.1 Being an investor contact

application for approval to the Office together with the following document evidence: (1) scope of services provided during the hours and days applied for. (2) monitoring and supervision plan to be use during

manner that is not subject to Chapter 3 Public Offering of Securities may file an application with the SEC Office requesting an inspection as to whether units of foreign ETF under such application are

Investment Advisors and Appointment of Investment Advisory Agents (codified as of 28/02/2005) (Synopsis)   14/09/2001 01/03/2002   Report/Form (Notification of Securities and Exchange Commission) Application