=13&NewsYear=2024&Lang=EN- SEC News No. 227/2023: SEC orders Zipmex to rectify its net capital position and act in the best interest of clients, issued on 25 November 2023: https://www.sec.or.th/EN
share price manipulation during 27 March – 28 May 2018, such as accepting the best bid offers, executing bid orders with a small volume of shares to push up the share prices, matching trading orders among
this Memorandum of Understanding successfully and in the best interests of both parties, which will lead to sustainable development of the capital market, the community and the country at large.” Added
oversight procedures are consistent. The MOU also prioritizes information sharing for mutual best interest. The signatories aim to support human resource development in the financial sector and educate
proper, and efficient operational systems and personnel to provide continuous services for the best interest of their clients, whereby the business operators’ personnel can perform their duties properly
to ensure that the retail funds are managed based on industry best practices.About the ACMF · The ACMF is a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions
or cease innovations but should study and learn from them closely for the best management of risks, particularly systematic risks. Therefore, consumer protection policy can be set properly and
models and conditions, based on the Corporate Governance principles. Emphasis will also be on business operators’ professionalism and consideration of investors’ best interest and a more diverse
have opportunities for further improvement especially on the board responsibilities conforming to the best practice guidelines. The SEC together with The Stock Exchange of Thailand, Thai Institute of
should solve the problem immediately for the best interest of the company and its shareholders; one option is to hold a shareholders? meeting based on a lawful procedure and method, as soon as possible to