/1.6 For the purpose of supervision the undertaking of securities brokerage of securities company, the term “personnel” and “employee” under this Notification shall also include any person who is
Instruments (No. 9) dated 28 February 2005; (3) Clause 2 and Clause 3 of the Notification of the Securities and Exchange Commission No. KorThor. 61/2543 Re: Rules, Conditions and Procedures for Supervision of
Forum (ACMF), which is a high-level grouping of capital market regulators in ASEAN jurisdictions with the aim to elevate the quality of business supervision of the listed companies in ASEAN to meet
of securities brokerage, shall apply only to the securities brokerage outside the Stock Exchange of Thailand. Clause 3/1. For the purpose of supervision the undertaking of securities brokerage of
newly issued shares is therefore a connected transaction of the Company under the under the Notification of the Capital Market Supervision Board No. 21/2551 RE Rules on Connected Transactions and the
assessing possible impacts, placing 5 importance on efficient risk management under the supervision of the Enterprise Risk Management Division, Market Risk Management Sub-committee and Risk Management
supervision of the Central Bankruptcy Court, THB 894 million, and the asset impairments incurred from the retail business restructuring of Bangchak Retail Co., Ltd. THB 135 million. Resulting in this quarter
movements, KBank is closely monitoring the situation and assessing possible impacts, placing importance on efficient risk management under the supervision of the Risk Oversight Committee, Market Risk
Warning) เพื่อใหการลงทุนเปนไปตามอตัราสวนการลงทุน ตามเง่ือนไขการลงทุนของลูกคาแตละราย เชน ผูจัดการเงินทุนเปนผูใหบริการแกกองทุนรวม และกองทุนรวม ดังกลาวสามารถลงทุนในสัญญาซื้อขายลวงหนาท่ีมีคูสัญญา
that effective actions are taken in a timely manner to cope with a highly volatile market. KBank has also placed importance on efficient risk management under the supervision of the Risk Oversight