give the securities company sufficient time for preparing or taking any action to allocate fund or solve an issue of maintaining the financial position possibly arising from operational risk. Clause 4 A
) being capable of maintaining capital and reserve under relevant supervisory law; (3) demonstrate efficient systems to prevent conflict of interest, Chinese wall among different departments and staffs
law ; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) demonstrate efficient systems to prevent conflict of interest, Chinese wall among different departments and
to amend the granting of approval of directors or managers of securities companies for promptness to better meet the requirements of business sectors while maintaining the protection of investors from
registrar of any asset as assigned by a client, the securities registrar shall proceed according to the rules, conditions and procedures for recording and maintaining the register of securities including
TRITON HOLDING PUBLIC COMPANY LIMITED Disposition Stock 10.2354 0.9009 9.3344 28/03/2022 10.2354 0.9009 9.3344 246017812203-1 GLOCON Mr. Pasu Wachirapong Acquisition Stock 0 8.0157 8.0157 25/05/2021 0
securities trading system and other relevant systems of the Stock Exchange. Meanwhile, an information technology system is necessary for securities clearing houses and central securities depositories to
. Suriyon Poolvoralaks Disposition Stock 4.5093 2.766 1.7433 28/05/2021 7.5311 2.766 4.7651 246011152106-1 MJD Mr. Suriyon Poolvoralaks Disposition Stock 7.4149 2.9055 4.5093 27/05/2021 10.4367 2.9055
. Jirat Tritrakulchai Disposition Stock 6.3018 1.7105 4.5912 19/05/2021 6.3018 1.7105 4.5912 246010802105-1 OCEAN Mr. Jirat Tritrakulchai Disposition Stock 11.1402 1.515 9.6251 28/04/2021 11.1402 1.515
Miss Paranya Rudjanapornpajee Acquisition Stock 4.9625 0.1244 5.0869 11/02/2022 4.9625 0.1244 5.0869 246016772202-1 SABUY Miss Paranya Rudjanapornpajee Disposition Stock 5.2414 0.4994 4.7419 18/01/2022