/News_Detail.aspx?SECID=7877 SEC public hearing on draft regulations regarding information disclosure and risk warnings to clients of digital asset business operators warnings regarding client asset keeping on their
2023, the SEC Board Meeting No. 5/2566 passed a resolution approving in principle the proposed amendments to the regulations regarding the ICO of investment token, digital asset custodial https
December 2023 sent a letter to the company, requiring a written clarification on the issue, which the company failed to provide. Moreover, there may be considerations regarding offenses related to client
regarding the prices or trading volumes of such shares, and involved a series of continuous trading orders, with the intention to cause the share prices or the trading volumes to be inconsistent with normal
responsibilities of listed companies regarding clearer disclosure of investment information. Furthermore, the regulations requiring listed companies to submit the financial statements for the latest three financial
, Visanu and Nontawat as well as their close associates benefited from the sale money of the hotel. In addition, during the process of clarification to the SEC regarding the case above, the four directors
guideline for solving these issues in a tangible way. Moreover, there may be uncertainty regarding the conditions of related contracts under current negotiation. In addition, the IFA views that the offer
offences regarding market misconduct, and introducing civil penalty as an alternative sanction. Assistant Secretary-General Sakkarin Ruamrangsri said: ?The nature of market misconduct has become more
.? _________________________ *The Notifications of the Capital Market Supervisory Board regarding Rules on Capital Market Personnel relevant to these cases are: (a) Panita violated Clause 20(1) and Clause 20(2) of the