Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Securities Company; (2) the Notification of the Office
Company had resolved the resolution to the Company that it shall cease metals trading business at the end of the first quarter of 2019. Padaeng Industry Public Company Limited and its subsidiaries (“the
otherwise entitled. Clause 3 Intermediaries shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising
responsible jobs. (2) having policies and rules for investment including policies and measures in controlling and managing risks from derivatives trading and operational management, a system to prevent
policies and rules for investment including policies and measures in controlling and managing risks from derivatives trading and operational management, a system to prevent conflicts of interest and leaking
Capital Market Supervisory Board No. TorThor. 2/2551 Re: Securities and Derivatives Trading for Derivatives Broker _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by
Equity market trading volume comparing with the second quarter of 2018, and the share of loss from KT ZMICO’s associated company. However, KT ZMICO’s operating expense went down from last year as a result
securities companies, ASCO can reaffirm that all securities companies have operational system to monitor proprietary trading. ASCO has issued measures to take care of the matter while the SEC regularly