Derivative Brokers (No. 2) dated 2 May 2006, which came into force on 16 May 2006; 1 As repealed by the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2549 Re: Maintenance of Financial
Notification of the Securities and Exchange Commission No. Kor Thor. 31/2552 Re: Maintenance of Financial Position of Licensed Derivative Brokers (No. 3) dated 15 December 2009, which came into force on 1 March
any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission
undertake derivatives business in the category of derivative broker which is limited to only debt securities under the Notification of the Securities and Exchange Commission on granting of approval for
business in the category of derivative broker which is limited to only debt securities under the Notification of the Securities and Exchange Commission on granting of approval for undertaking derivatives
under the Notification of the Securities and Exchange Commission on granting of approval for undertaking derivatives business. Clause 2. This Notification shall come into force as from 1 December 2008
any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Securities and Exchange Commission No
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