with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116

supervise TUCC to prepare the reviewed financial statements for Q3/2015 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out

supervise TUCC to prepare the reviewed financial statements for Q3/2016 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out

prepare the reviewed financial statements for Q1/2017 and the reviewed financial statements for Q2/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification

supervise TUCC to prepare the reviewed financial statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out

annual report did not comply with the notification of the Capital Market Supervisory Board. The rectified information was later submitted to the SEC Office on June 2, 2016. SEC Act S.56 and 199

prepare and submit the audited financial statements for the year 2016 ended December 31, 2016 within the period specified in the notification. SEC Act S.300 Settlement Committee Meeting No. 5/2017

prepare and submit the annual registration statement for the year 2016 (Form 56-1) ended December 31, 2016 within the period specified in the notification. SEC Act S.300 Settlement Committee Meeting No

prepare and submit the annual report for the year 2016 (Form 56-2) ended December 31, 2016 within the period specified in the notification. SEC Act S.300 Settlement Committee Meeting No. 5/2017

submit the audited financial statements for the year 2016 ended December 31, 2016 within the period specified in the notification. SEC Act S.300 Settlement Committee Meeting No. 7/2017 Settlement