this case also revealed that there were weaknesses in UBS?s internal control and compliance systems which failed to detect the irregularities in this matter which had continued for over nine months. The

enforcement, for better understanding of stakeholders and target groups. Rulemaking is a tangible start for all parties involved in any particular matter to self-adjust in order to achieve respective goals, and

efficiency improvement in concurrent with financial stability enhancement. It is not only a matter of survival but also that of creating a strong foundation and paving the way to be a leader in their

from February 1, 2013.From the report in this matter, the SEC probed into the case and found that {A}, {B}, {C}, and {D}, had used client accounts to trade securities for themselves. They also borrowed

news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer

relating to the execution of the agreement in order to execute such transaction as it deems appropriate, and to take arrangements necessary and relating to such matter on behalf of the Company until

. He is therefore considered a person having interest in this matter and is not entitled to cast votes in relevant agenda at the Board of Directors' Meeting. Mr. Chayanin Debhakam, D.B.A., is a director

million in the same period ended September 30, 2018 due to the lower bank overdrafts and short-term loan outstanding for the three-month period financial statement ended September 30, 2019. For the three

project’s progress, the allocated amount and the outstanding balance. Such reports must be available for public access via disclosure channels such as the issuer’s website. In addition to the disclosure above

be deposited by clients as the (Unofficial Translation) Page 2 of 2 margins for their outstanding derivatives positions shall be in accordance with the minimum rate or value prescribed by the