SEC Search

TikTok account sawakamithailand.th impersonates Sawakami Asset Management (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2400&CaseYY=2567

Investor Alert : TikTok account "sawakami_corporation" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami_corporation" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2412&CaseYY=2567

Investor Alert : TikTok account "sawakami__asset" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami__asset" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2413&CaseYY=2567

Investor Alert : TikTok account "sw_sawakami11" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sw_sawakami11" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2414&CaseYY=2567

Investor Alert : TikTok account "sawakami_japan18" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami_japan18" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2415&CaseYY=2567

Investor Alert : TikTok account "sawakami.as.th" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami.as.th" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2416&CaseYY=2567

Investor Alert : TikTok account "sawakami.sm1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami.sm1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2417&CaseYY=2567

Investor Alert : TikTok account "sakamicompany" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sakamicompany" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2418&CaseYY=2567

Investor Alert : TikTok account "sawakami_thai1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami_thai1" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2419&CaseYY=2567

Investor Alert : TikTok account "sawakami.stock" impersonates "Sawakami Asset Management (Thailand) Co., Ltd."

TikTok account "sawakami.stock" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 05/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2420&CaseYY=2567