. The SEC may consider an expiry extension to allow greater flexibility for conducting the testing operations. Sandbox participants would be allowed to provide services exclusively to foreign tourists who
Based on a third-party report and the SEC’s further investigation, it has been found that in 2017 Mr. Chiyachantana (Chairman and Chief Executive Officer of WORLD at the time of the offense
Cryptocurrency List Which ICO Issuers or Digital Asset Business Operators Are allowed to Accept as Compensations or in Transactions, as amended by the Notification of the Office of the Securities and Exchange
vanilla instruments, and ensure continuous disclosure of information on net capital; (2) Plain vanilla instruments* must not consist of any complex features. For example, the issuer is allowed to postpone
. ** Mutual funds are allowed to invest in mutual funds under management of the same asset management company in three tiers at the most. For example, Mutual Fund A invests in Mutual Fund B and Mutual Fund B
licenses under the law are allowed to provide services related to digital asset trading, exchange, depository, transfer, withdrawal or any transactions related to digital assets in Thailand. Violators or
instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds
Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** An investment consultant for complex instruments type 1 is allowed to give advice to
) Maturity term is no less than two years for a non-redeemable fund; unitholders cannot redeem units before maturity while auto redemption and additional subscription is allowed; (4) Investible high yield
._____________________________* Pursuant to SECTION 89/25, in auditing a securities company or a company in accordance with the auditing standards, either as the appointed auditor of such juristic person or as a person allowed