conglomerate; (2) Documents showing guidelines for management of companies in the financial conglomerate including the securities company which submits a request for an exemption such as policy manual, procedure
with the relevant guidelines, laws, and regulations. In case of any change to this Personal Data Protection Policy, the SEC Office will notify you by updating its website as soon as possible. This
requirements of the revised regulations as well as providing guidelines for business operators accordingly. For further information and inquiries, please contact Ms. Sireethorn Civilize, Assistant Director, at
revisions and will clarify the requirements of the revised regulations as well as providing guidelines for business operators accordingly. 4 “SEC Thailand is a recipient of Digital Government Awards 2020 and
technology of group companies. There is a clear development in term of the Decentralized Digital Lending Platform through hiring a global system developer to develop Blockchain Lending System and it is
information to the shareholders to consider the acquisition of shares in this transaction The company must disclose important information related to the said transaction and the said information must be clear
securities trading center; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit strategy in case of
) having a clear exit strategy in case of leaving the regulatory sandbox upon or before expiration. (5) specifying a limited scope of services to alleviate material impacts or damage on investors or the
Company performance goals. Whereby the operating results of all subsidiaries and affiliates had a net profit, which reflected the clear performance recovery. Details of the operating results of each