Representatives of Private Funds By virtue of Section 14 and the second paragraph of Section 100 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the
Surapol was deemed a contravention of Section 242(1) in conjunction with Section 243(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA). These individuals are subject to the penalties under
Section 57 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016), and thus liable to the imposition of civil sanctions under Paragraph 2
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e-service Online Submission Investment Advisory >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission 81
e-service Online Submission Others (Securities Business) >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange
e-service Online Submission Derivatives Advisors >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 7/2560 16/02