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Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of Derivatives Business In the Category of Derivatives Investmen

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=8500&SearchNo=

Notification of the Office of the Securities and Exchange Commission Sor Nor. 31/2564

Additional Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the People?s Republic of China and Thailand

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=8994&SearchNo=

Notification of the Securities and Exchange Commission Kir Jor. 2/2558

Exemption from Submitting Registration Statement for Offer for Sale of Shares Issued by Foreign Company in case of Private Placement

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=9102&SearchNo=

Notification of the Office of the Securities and Exchange Commission Sor Thor. 38/2565

Rules in Detail on Establishment of Information Technology Systems

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=9601&SearchNo=

Notification of the Office of the Securities and Exchange Commission Nor Por. 7/2565

Guidelines on Establishment of Information Technology Systems

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=9603&SearchNo=

SEC Thailand’s public hearing on proposed drafts of law amendment to facilitate digital capital market and increase efficiency of capital market supervision.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=723

SEC and SET public hearing on draft regulations for supporting SMEs fundraising in capital market through public offering and secondary market “SME Board”

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=731

Investor Alert : Facebook page “HGF Gold Market" impersonates "HUA SENG HENG Co., Ltd."

Facebook page “HGF Gold Market" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 12/06/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=809&CaseYY=2567

ก.ล.ต. จัดงานอบรมเชิงปฏิบัติการโครงการ CyberXpert Academy for Capital Market 2025

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานอบรมเชิงปฏิบัติการโครงการ “CyberXpert Academy for Capital Market 2025” ให้แก่บุคลากรในสายงาน IT Security หรือ Cybersecurity (1st

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=11837

SEC supports legal amendment per the Cabinet’s resolution to enhance confidence in capital market

fairness and transparency, to supervising capital market professional to elevate their role of inspection and preventing listed company fraud. The proposed amendments also aim to enhance the reporting of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11654