NMG current and former executives/directors for manipulating the company’s income statement financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET
obtained assets. This marks another step in combating cybercrime.” Next, the SEC will submit the information on relevant cases to the DE for further processing and requesting for the court approval. In so
. Additionally, they all would have to apply for approval and be ready to operate under the sandbox framework, scope, and criteria. Once approved, the service period under the sandbox would not exceed 18 months
Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to
of debenture without approval in violation of Section 33 and subject to the penalties under Section 268 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); meanwhile, Ornpaphat and Kanyakorn
Exchange Commission No. Sor Shor. 39/2553 Re: Approval of Auditors in the Capital Market, dated 23 September 2010.
recently approved regulations on municipal bond offerings by public sector organizations under the Securities and Exchange Act B.E. 2535 (1992). The regulations, to be effective on January 1, 2015, will
either those listed on the Stock Exchange of Thailand or non-listed have never once issued bonds, even though bond issuance is subject to fewer requirements than those apply to equity issuance. Thus, the
IPO approval from the SEC. Vorapol Socatiyanurak, SEC Secretary-General said that for Thailand to strive forward and compete internationally, development must be driven nationwide. The SEC thus
securities listed on the Stock Exchange of Thailand (SET), in order to provide companies with greater flexibility in selecting an appropriate timing for disposal in line with market conditions.Accordingly, the