accordance with the criteria as follows: (1) the derivatives broker shall maintain its net capital as at the end of any business day in the amount not less than 15 million baht and not less than 7% of the
control and compliance with good business practices; (3) being able to maintain capital funds and reserve fund in compliance with the law establishing or controlling business undertaking of the applicant
bid to promote and maintain the readiness of important systems of derivatives clearing houses so that they can operate continuously; (5) disclosure of information in a clear, transparent, and adequate
Exchange Commission Sor Thor. 13/2561 Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital 17/01/2018 01/04/2018
: 2. An increase in the interest rate of SNW224A, SNW231A and SNW233A bonds from 8.00% per year to 8.50% per year throughout the extended periods; 3. Approval of a waiver for the failure to maintain
terms and conditions, and a cancellation of immediate payment obligation of SABUY258A bond. Regarding SABUY263A bonds:(1) A waiver of the obligation to maintain the net debt-to-equity ratio
GIT is a trust for capital market transactions with the objectives of investing and seeking benefits from environmental projects to alleviate or maintain greenhouse gas according to the criteria as
service risk; (2) To revise the criteria for suspending digital asset business operations by requiring businesses that fail to maintain the capital to submit a rectification plan to the SEC and execute the