the Government Gazette and have become effective since 16 April 2024. ____________________Remark: * The five notifications specifying the amended regulations are: (1) Notification of the Capital
for investment units or trust units for the first time at an amount not less than 10 million baht (pursuant to the Notifications on infrastructure funds and infrastructure trusts**) to the new
the following clauses in three notifications: (1) Clause 4, Clause 5, Clause 11 and Clause 14 of the Draft Notification of the SEC Office No. Sor Nor. /2564 Re: Details of the Mutual Fund Scheme
licenses in operating digital asset businesses, please download the related notifications at https://www.sec.or.th/mpublish/digitalasset/digitalasset.html ________________________
, please submit the document at SEC and download the related notifications at https://www.sec.or.th/digitalasset________________________ *News Release No. 75/2018Digital asset business operators are as
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant
Thor. 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, which has replaced the first two notifications above.
been promulgated in replacement of the said two notifications.
Asset Management Co., Ltd. failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by failing to invest in debt instruments of which