ซื้อขายหลักทรัพย ์(“electronic trading platform”) เป็นตลาดรองส าหรับหุ้นของบริษัทที่เสนอขายผ่าน funding portal ที่ได้รับอนุญาตจากส านักงานได้ (ไม่ว่าจะเสนอขายผ่าน funding portal รายดังกล่าว หรือรายอื่น
Exchange Commission No. Kor Thor. 20/2563 Re: Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to
/2551 Re: Securities and Derivatives Trading for Derivatives Broker _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by the Derivatives Act (No. 2) B.E. 2551 (2008
5. Director of LTH 2.8 Source of Fund: Working Capital of the Company 2.9 Expected Benefits: Dividend 2.10 Characteristic of Connected Transaction: LTH is not considered a connected party, thus not a
Following tips and the SEC’s further inspection, it was found that {X1} has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the
Capital Market Supervisory Board No. TorThor. 2/2551 Re: Securities and Derivatives Trading for Derivatives Broker _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by
during such rectification. In case the Institute of Appraisal Profession is unable to rectify characteristic, fail or omit to act as stipulated in the first paragraph or fail to submit additional documents
. Such acts were done by falsifying documents relating to the trading of investment units of funds and documents relating to cash withdrawals, with the intention of deceiving clients that the investment