(section 92) Net Liquid Capital (section 97) Capital Reduction (section 98(1)) Anti-fraud Provisions (section 98(3)) Forward Transactions/OTC Equity Derivatives Transactions (section 98(4)) Proprietary
Capital: SAAPL has a registered capital of INR 47,500,000, divided into (1) 1,250,000 equity shares with a par value of INR 10 per share and (2) 3,500,000 redeemable non-cumulative preference shares with a
accumulated outstanding account payables and other account payables and upon capital increase at the end of 2017, some amount shall be repaid to those outstanding account payables. The debt to equity ratio in
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found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings
damage to the client. With reference to the bank?s report on the client?s complaint and the SEC's further inspection, {A} was found to have signed on the unit redemption form of Bualuang Long-Term Equity
Bangkok, December 1, 2014 ? The SEC revealed its 2015 strategic plan focusing on six key developments with the aim of enhancing the integrity and resiliency of Thai capital market, promoting the Thai