fostering long-term savings through mutual funds, highlighting the regulations and oversight to ensure that mutual funds are managed professionally, transparently, and in the best interests of unitholders

for clients, and must ensure that clients receive the best execution terms from various sourced exchanges to which the brokers have linkage.   The SEC reiterates that any entity holding both digital

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้รับรางวัลบูธสวยงามยอดเยี่ยม Best Design Excellence Award ประเภทพื้นที่ขนาด 200 - 220 ตารางเมตร โดยนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วย

laws and regulations, in which they are required to maintain the specified qualifications at all times during their business undertakings and to be fit and proper for provision of services for the best

regulatory frameworks on disclosure of interim financial information to ensure that such information will best benefit investors in terms of information adequacy, accuracy and timely availability. The

diverse nature of the PF business, and maintain standards and quality of the business for the best interest of clients. The SEC conducted an initial hearing on the principles for amending the PF rules in

to cornerstone investors whereby the underwriter would not be allowed to be a cornerstone investor of the underwritten securities to protect the best interest of investors.The consultation paper is

) ซักซ้อมความเข้าใจ เรื่อง Liquidity Management Tools : LMTs โดยนายพรพงศ์ ศักดาพัฒน์ ผู้ช่วยผู้อำนวยการ ฝ่ายนโยบายธุรกิจจัดการลงทุน (2) Best Practice การป้องกันและติดตามกรณีผิดนัดส่งมอบหลักทรัพย์ โดย

instructed JAS to rectify those financial statements by recognizing the provision based on the best estimate of the expenditure required to settle the present obligation by taking into account factors such as

Bangkok, 9 August 2016 ? The SEC is seeking public comments on the proposed revision to the rules governing custody of clients? assets by intermediaries to ensure investors? best interest.The guiding