require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals; (5) To remove daily redemption fund from being classified as
Public Not Being Regarded as Engagement in the Securities Business in the Category of Investment Advisory Service (No. 6) dated 1 December 2023: https://publish.sec.or.th/nrs/9991s.pdf; 2. The
Bangkok, 15 January 2018 ? The SEC has announced today the three-year Strategic Plan 2018-2020 with more focus on provision of wealth advice for long-term well-being of investors and promotion of
international practice.In 2025, Thailand will fully become an aged society with 20 percent of its population being the elderly. The SEC has laid out a policy to support both public and private employees in
sustainability of all stakeholders in the capital market and economy will be fostered. Strategic Direction 5: Capital market for financial well-being (Financial well-being) of Thai people, in which financial
in the Thai capital market under certain limitations and clearly defined conditions. In this regard, the SEC Board would have the power to exempt businesses with certain characteristics from being
3 months for repayment of the loan due to MAT being in the process of restructuring and the new operating system setting. In addition, MAT was in the process of the capital increase and propose to
results in the future (if any); (5) in the case of a guaranteed fund, a summary of important details of a draft guarantee agreement, the financial status and operating results of the guarantor at least over
being disclosed under the rule and procedure concerning the acquisition and disposition of assets of listed companies. Nevertheless, this report is in accordance with the disclosure of investment in the