law. 2. To enhance efficiency of official receivers in collecting a debtor’s assets in a bankruptcy case, a provision has been added to this law. The new provision allows (a) any person who owes a
under the conditions specified by this Notification; -2- (4) “originator or obligor” means any business that benefits from the money received from the sale of sukuk, which may be the same person as the
; (2) “supervisor” means a person in charge of supervising the work of financial advisory unit who has been or is to be assigned to co-sign with the financial advisor in the letter of certification of
to investors in private placement, the acquisition of assets and convening the Extraordinary General Meeting of the Shareholders No. 1/2018 (Revise 2) To : President, The Stock Exchange of Thailand
financial transactions: (1) shares of an investment company; (2) unit trust certificates; (3) instruments or evidentiary documentation showing the right in the assets of collective investment schemes. “CIS
. The acts of Mr. Pattarawut Thunyajaroen, therefore, constitutes an offense by planning a series of complicated actions with a view to unduly gaining clients’ assets; (3) In the case of
organization; (3) a juristic person incorporated under foreign law. 3 "subordinated bonds" means unsecured bonds wherein the rights of the bondholders are prescribed to be subordinate to those of the ordinary
the assets in the client’s account is the rightful owner or the person, with written authorization, entrusted by the rightful owner. Clause 19. A securities company shall examine the status of the
that person instructing the orders or managing the assets in the client’s account is the rightful owner or the person, with written authorization, entrusted by the rightful owner. Clause 19. A securities
system to verify that person instructing the orders or managing the assets in the client’s account is the rightful owner or the person, with written authorization, entrusted by the rightful owner. Clause