of investment products and financial services for alien expatriates and residents in Hong Kong, Moscow, Shanghai and Bangkok. The aforesaid person had not been licensed to operate securities business
misappropriation of the money received from the sale of KC short-term bills of exchange (B/E) for his own interest or other persons’ but did not perform his duties responsibly and honestly, and failed to have the B
Mr. Sutin Jaitham Mr. Sutin Jaitham rendered assistance and support for Mr. Bhusana Premanode performed duties dishonestly and seeking wrongful gains, which caused damage to International Engineering
Miss Jaruwan Bhusanabhibankup Miss Jaruwan Bhusanabhibankup rendered assistance and support for Mr. Bhusana Premanode performed duties dishonestly and seeking wrongful gains, which caused damage to
voting rights of NPP within the period specified in the notification of the Capital Market Supervisory Board for 6 times. He later filed the accurate reports (Form 246-2) to the SEC Office on 8 August
offer for all of JAS shares. However, Mr. Pete fails to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as he
;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
responsible for the operation of CoinsTH. Her failure to perform the required duty of her position resulted in the offence committed by CoinsTH concerning the case that between April 1, 2024 and May 1, 2024
qualify for rewards. The campaign was to urge and influence customer decisions inappropriately. In addition, Coins TH distributed the advertising material of such campaign without the clear and visible