/2554 4. ตอ้งการสร้างรายงานใหม่ พอคลิกปุ่ม Create แลว้ข้ึนขอ้ความ ‚Selected report period for this report type already exits!‛ วิธีแก้ไข แสดงว่าท่านเคยสร้างรายงานในงวดดังกล่าวแล้ว ให้ไปท่ีแถบ “ค้นหาแบบ
the action take place. However, in the case where there is a complaint on the advise, trading instruction or negotiation and the case of the complaint has not yet been finished within such period, the
complaint has not yet been finished within such period, the securities company shall retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation
relating to the proceedings under Clause 8 and Clause 9 for a minimum period of two years from the preparation date thereof and in the manner, which facilitates prompt inspection by the SEC upon request
1 shall prepare and file such reports even though there is none of any transaction during such period. Clause 4 Business operators shall file reports in Clause 3. with the SEC Office in the electronic
paragraph to submit any necessary document or report within the appropriate period for the purpose of considering the capability to maintain its net capital . Clause 6 The derivatives broker may not reduce
paragraph to submit any necessary document or report within the appropriate period for the purpose of considering the capability to maintain its net capital. Clause 6 The derivatives broker may not reduce the
Financial Statement สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:53 Financial Statement Finanacial Statements ( 96 record(s) found) Name Year Status Type Period