asset value (NAV) by adjusting the number of investment units to reflect the change in investment unit price- Allowing business operators to be exempted from conducting investors’ suitability tests if
Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be
. Thakorn Taweesri and (5) Mr. Danuj Bunnag. As a result, they were deemed to have untrustworthy characteristics to become company directors or executives and were banned from serving as directors or
other countries and has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital
has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital markets.Thus, SEC
SEC’s new organizational structure, taking effect from 1 January 2023, please click the link: https://www.sec.or.th/EN/Documents/AboutSEC/org-chart-en.pdf
transparent, fair and free from anti-competitive situations; (2) Post-approval duties of the association: The association shall perform its duties in accordance with good governance principles and
Bangkok, September 1, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its Q2/2014 financial statements due to auditor?s qualified opinion arising from scope restriction. VTE is then
to the status prior to the date of rehabilitation order. However, JAS has not recognized any liabilities resulted from the Supreme Court decision, viewing that there is insufficient information to
Securities (Thailand) Plc., and revealed non-compliant performance of {C}, for not taping clients' trading orders. Following referral from the Stock Exchange of Thailand indicating that {A} and {B} failed to