investment products and financial services for alien expatriates and residents in Hong Kong, Moscow, Shanghai and Bangkok. The aforesaid person had not been licensed to operate securities business. Thus, he
of investment products and financial services for alien expatriates and residents in Hong Kong, Moscow, Shanghai and Bangkok. The aforesaid person had not been licensed to operate securities business
”) through his securities trading account and clearing such transactions for Mr. Surasak’s benefits in such a way that taking advantage of others by using non-public information material to GLOBAL share price
. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 91/2017 dated on 15 November2017 but Lederer (Thailand) Company
the Securities and Exchange Act B.E. 2535 (1992). The inquiry official forwarded the requested for the settlement. The Settlement Committee determined the fine, order no. 92/2017 dated on 15 November
Chuo Senko (Thailand) Public Company Limited Chuo Senko (Thailand) Public Company Limited, failed to prepare and submit the reviewed financial statements for Q1/2016, Q2/2016 and Q3/2016 to the SEC
used the remaining amount for trading LIVE shares and converting share warrants of Mr. Chamni Chantarasupawong and Mr. Isres Chalermrut. The public prosecutor issued a non-prosecution order. The case
amount for trading LIVE shares and converting share warrants of Mr. Chamni Chantarasupawong and Mr. Isres Chalermrut. The public prosecutor issued a non-prosecution order. The case was deemed final