another person's trading account and arranging financial matter for such investor. As the employer has already put her on a three-month suspension, the SEC is suspending her for the remaining three months

risky and complex. Inevitably, however, everyone needs to make investment to obtain higher returns, at least to beat inflation.  The SEC has put effort to educate investing public in a variety of

ในโครงการ การเข้ารับประกันในลักษณะดังกล่าวเปรียบเสมือนการเขียน put option จึงเข้าข่ายเป็นการทำธุรกรรมอนุพันธ์นอกตลาดหลักทรัพย์ที่ต้องยื่นขออนุญาตต่อสำนักงานตามประกาศข้างต้น 2. บริษัทหลัก

of both Samaedum and Map Ta Put factories, especially Map Ta Put factory had to delay the service in August and September. The maintenances have finished and both factories are now ready to receive the

2022) and considered that related applicable rules for proper and consistent practices of DA operators should be put in place. A public hearing on the proposed draft regulation was held during 4 July-3

already been put in place to handle situations that may affect business operation and to reaffirm readiness of the stock exchange, the debt market and the derivatives market, including the clearing and

to promote the capital market as an important tool in financial planning. SEC has put in continuous efforts in providing knowledge regarding finance and investment to the investing public, ranging

conditions must be put in place. “This regulatory amendment will open up opportunities for interested entities to set up and manage a high yield bond more flexibly within a permissible scope. Once

continues to emphasize the importance of adequate measures to protect the clients’ interests and personal information. In this regard, business operators are required to put in place operational systems as

the sufficiency and appropriateness of these mechanisms are assessed annually must be put in place. SEC has published a hearing document on the above matter on SEC website, available at