Granting to Establish Branch Offices of Intermediaries. Clause 39 In providing services of accepting trading orders of capital market products outside the intermediary’s offices, an intermediary shall comply
. Prior to granting approval for lending money for purchasing securities or lending securities for making a short sale to any person, a securities company shall: 6 Repealed by the Notification of the Office
for granting approval under this Notification, certain facts lead to the consideration that the objective or substance of such offer for sale of such securities has the intention to evade provisions
Re: Disclosure and Acts of Listed Companies on Connected Transactions B.E. 2546 (2003) (and amended) dated 19 November 2003. http://www.set.or.th/ 4 The above allocation of newly issued ordinary shares
except such license specified under the Notification of the Securities and Exchange Commission concerning Rules, Conditions and Procedures for Application of Licenses and Granting of Licenses for Operating
services except such license specified under the Notification of the Securities and Exchange Commission concerning Rules, Conditions and Procedures for Application of Licenses and Granting of Licenses for
has been approved by the SEC Office in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Granting of Approval for Auditors except for the following
auditor who has been approved by the SEC Office in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Granting of Approval for Auditors except for the