holding the position of director or executive at securities issuing companies or securities companies for three years, starting from the judgement date of the Civil Court.Later, on 15 December 2020, the
highest average score in ASEAN for six consecutive years. The Awards are divided into three categories, namely: (1) ASEAN Asset Class PLCs Award for companies obtaining 97.50 scores or more, given to 42
Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company Limited (KC) and three associates with the Department of
of switching.” These would create more numbers of investors and become the tool for wealth accumulating for retirement. “To achieve our goals, there are three necessities: the infrastructure which
landscape, and endorsement of international standards. The SEC has also laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market
buying and selling such shares. Sippakorn helped to provide three trading accounts for submission of trading orders while Rinnapa allowed trading orders to be submitted through her account. Such
Bangkok, July 8, 2015 ? The SEC suspended three investment consultants for making trading decisions on the clients? behalf. Those investment consultants were Ashiya Ashiyakul, a former capital market
Bangkok, July 8, 2015 - The SEC suspended three investment consultants for making trading decisions on the clients' behalf. Those investment consultants were {A}, a former capital market investment
Perform Duty of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore suspended {C} from performing duties of investment consultant for three months. Taking into
(Investment Knowledge Provider Hall of Fame), to serve as inspiration for other organizations to participate in advancing public financial literacy. Participants that accumulate awards across all three award