derivatives trading orders via the internet from the IP address of Krungsri Securities. Those orders were submitted for a certain period of time. The actions of Ashiya, Onjira and Wasana that made trading
were submitted for a certain period of time. The actions of {A}, {B} and {C} that made trading decisions on the clients? behalf were misconduct while {D}'s action was failure to perform her duty in
to ensure prompt actions against violations without imposing unnecessary and burdensome rules upon abiding entities;Promotion: presenting the Thai capital market as a robust venue of choice for fund
as follows:1. Strengthening Enhanced CDD and the monitoring of unusual transactions by requiring business operators to take the following actions: (1) Conduct Enhanced CDD in cases where information
exceeding THB 531,000,000. In this regard, the calculation of the transaction size are as follows: Basis Calculation Transaction size (Percent) Net tangible asset basis THB (61.32) million 1/ THB 1,331.27
connected transactions for listed companies with the transaction value of ≥ Baht 20 million or ≥ 3 % of net tangible assets (NTA), whichever may be greater. As a result, the company is required to disclose
≥ Baht 20 million or ≥ 3 % of net tangible assets (NTA), whichever may be greater. As a result, the company is required to disclose information memorandum pertaining to the transaction to the Stock
value of the disposal of the Company’s assets, the transaction size is higher than Baht 20 Million and greater than 3 percent of the Company’s net tangible assets per the Company’s consolidated financial
in the registration statement and draft prospectus under Part 4, the SEC Office is empowered to order an offeror to proceed the following actions within the specified period in case it is necessary and