the use of financial services by investors. The SEC is therefore proposing to amend the reporting rules for business operators. Currently, the existing regulations require that business operators

industry growth. Over the years, the SEC and the TDO have collaborated to promote the use of digital assets as a fundraising tool, ensure appropriate investor protection, and develop guidelines for

seminar on “Thailand Taxonomy 2.0: Driving the Thai Economy towards sustainability” on May 27, 2025, from 1.30 – 4.00 p.m.. This seminar aims to promote the understanding of the concept and the use of

use their own funds to pay a compensation to the affected mutual funds instead of reducing the number of units. In other cases, the regulations do allow AMCs to compensate using such method. The SEC has

matters for consideration of approval as follows:             Agenda item 1: Permission to use the Book-Closing Date for the payment of interest and/or the payment of any benefits as the Book-Closing

investment decisions when solicited to invest or use investment services of business operators to protect themselves from potential harm in various ways, including falling victim to scams.”  To verify the list

arising from the use of technology; and  (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are

In December 2021, the SEC conducted an earlier public hearing on the proposed amendments to the aforesaid Rules, the objective of which is to accommodate the use of technology to operate business in

warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their

Fund Management License instead to be more in line with the actual operated business may use the remaining paid fee as a discount for the new license fee.   The consultation paper is available at https