issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non-public information by virtue of his positions before such information

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market

Thailand under the name of "Benson Dupont" and "Morgan Pacific" without proper licenses granted, violating Section 90 of the SEA. In addition, the operation constituted public frauds

Mr. Tawee Uengaksorn Mr. Tawee Uengaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Oversea bullion international trading Company

Mr. Issara Maliwan Mr. Issara Maliwan conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

Mr. Teerawat Kumsen Mr. Teerawat Kumsen conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

of Section 89/7 of the SEA. This case is under consideration of the public prosecutor. SEC Act S.89/7 Criminal Complaint Filed with an Inquiry Official Dated 03/09/2009

of the company’s actual business. This case is under consideration of the Criminal Court.. SEC Act S.307 308 311 312 Criminal Complaint Filed with an Inquiry Official Dated 07/12/2010

actual business. This case is under consideration of the public prosecutor. SEC Act S.307 311 312 and 314 Criminal Complaint Filed with an Inquiry Official Dated 07/12/2010