of counterparty ( i.e. general investor/ institutional investor/financial institution etc. ) ……………………………………………………… □ type of transaction (OTC /on exchange etc.) ………………………………………………….. □ type of

Market Supervisory Board No. Tor Thor. 30/2559 Re: Rules for Operation of Derivatives Exchange By virtue of Section 55 and Section 73 of the Derivatives Act B.E. 2546 (2003), the Capital Market Supervisory

Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are

transaction that takes place on the derivatives exchange. The derivatives clearing house or any involved person may not cancel, amend, or change a trading transaction unless otherwise specified by any rule or

with the regulations relating to the trust manager’s responsibilities or other rules issued under the Securities and Exchange Act B.E. 2535 (1992) or the Trust for Transaction in Capital Market B.E. 2550

26th February 2020 Subject: Transaction to acquire land from a related party. To: President The stock Exchange of Thailand According to the resolution of Board of Directors meeting of S.Kijchai

Capital Market Supervisory Board. SECTION 89/12 A https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2008-no4.pdf PowerPoint Presentation . Supervision of Mutual Fund Management and Fund

and medium of exchange and the undertaking of digital asset businesses, including exchange, brokerage and dealing. The legislation also aims to protect investors from risks of fraud and deception by

wallets for custody of digital assets and keys Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators https

joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by