guidelines would not impose excessive burdens on audit firms and auditors and would specify penalty alternatives that focus on appropriate proportionality of punishment to offense.  The consultation paper

to make repo and reverse repo transactions in compliance with the same regulations imposed on securities companies. The consultation paper is available at https://www.sec.or.th/EN/Pages

consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to give comments and suggestions via SEC’s website, or facsimile at 0-2033-9781 or email: thanunya

fairness for all investors, and reduce the possibility of systemic risk and stability risk of mutual funds.    The consultation paper on the principles and proposed regulations related to

to the SEC before or on 31 March of the year when the annual fee is due. The revised annual fee calculation would be based on more updated information. The consultation paper is available at  https

shall comply with the additional regulations above within one month as from the effective date of the regulations. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx

. For example, high-risk transactions related to clients’ assets would be subject to AAL2.1** while other transactions would be subject to AAL1**.  The consultation paper is available at www.sec.or.th

facsimile: 0-2033-9660 or email: piyatit@sec.or.th and witchulada@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and Exchange Commission, Thailand 333

years and 10 million baht within four years, and (3) requiring REIT managers to report the maintenance of capital to the trustees.The consultation paper can be found at https://www.sec.or.th/TH/Pages

the term fund’s passbook. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile: 0-2033-9660, or