or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance. To provide investors with
provide services to non-retail investors** regarding investment in foreign products without investment limit. However, the current regulations concerning investment of Funds do not cover investment in
through fund managers. The proposed amendments also aimed to provide greater flexibility in investment management for asset management companies. The SEC held a public hearing on the proposed principles
December 2023 sent a letter to the company, requiring a written clarification on the issue, which the company failed to provide. Moreover, there may be considerations regarding offenses related to client
client assets to provide securities selling services and reduce derivatives positions for transferred clients while the client information collection and KYC is in process, provided that certain conditions
sufficient material information when voting on relevant agenda items, the SEC, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), requires CIG to clarify facts and provide
). This is to provide investors with sufficient information for making informed investment decisions. Additionally, Thailand ESG Fund will be exempt from the application fee and the modification fee from
This seminar aimed to provide in-depth knowledge and strengthen the capacity of the business sector to raise funds under the framework of Transition Finance, facilitating a credible transition to
17th July 2023 was co-organized by the United Nations (UN), the PRI initiative, Asia Investor Group on Climate Change (AIGCC), and SEC Thailand to provide the fundamentals and best practices for
proper, and efficient operational systems and personnel to provide continuous services for the best interest of their clients, whereby the business operators’ personnel can perform their duties properly