e-service Online Submission Private Fund >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorNor. 2/2550 Re: Rules
capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of
. Furthermore, the SEC hosted a panel discussion titled, "Capital Market Datathon Showcase," moderated by Dr. Cherdsak Kingkan, Assistant Director of Data Management and Analytics Department. The session featured
services to investors continuously and clients’ digital assets are securely safeguarded. The SEC requires that digital asset business operators have efficient risk management and be equipped to tackle
Earlier, the SEC Management led by Secretary-General Ruenvadee Suwanmongkol had a meeting with Mr. Robert Scharle, CEO of LuxSE, and executives on 31 January 2020 to discuss and share experiences
all sectors of the capital market, namely the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Thai Bankers Association, the Association of
capital of 5 million baht, requiring to have proper management structure and adequate personnel for business operations. ICO portals must be well-prepared to due diligence ICO issuers, assess business
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
Leadership Academy? project of the Territorial Defense Command by help developing its curriculum to include personal financial management, business conduct and living concept, in addition to leadership