B.E. 2535 (1992), the Securities https://publish.sec.or.th/nrs/2544pe.doc Translation retain such record until all the procedures are completed. In the case where the advise, trading instruction or
proposed revision of rules governing operational control and information technology (IT) security of the securities companies and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5794 SEC encourages
, trading instruction or negotiation is made by telephone or via electronic means, the securities company shall keep https://publish.sec.or.th/nrs/65pe.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์
the three-month period Ended March 31, 2019, which was audited by the auditor With significant operational results as follows Company performance For the three-month period Ended March 31, 2019, with a
, the SEC proposes the following supplementary principles to enhance investor protection: 1) AMCs intending to establish crypto ETFs must demonstrate readiness in terms of personnel, operational systems
contact ” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor
contact” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor
Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Securities Company; (2) the Notification of the Office
paragraph relating to computer or electronic system: (1) the Notification of the Office of the Securities and Exchange Commission concerning the Operational Control and Security relating to Information