; Documents for completed matters will be stored at a warehouse with appropriate security measures against unauthorized access. 3. Retention Period The retention period for personal data shall be in compliance
safe place in the SEC Office, for example, central file cabinets with locks and access control and registers of document users; Documents for completed matters will be stored at a warehouse with
from the day the testing is completed. Clause 25 In cases where there is a change to a computer system relating to trading services with respect to derivatives to the extent that it affects the business
/2024 7. Sustainability Development 7.1 Completed projects in Q3/2024 No. Project Type Project Name Key purpose 1 Environment Installation of 350 kW Solar Panels at the Headquarters 1. To reduce the
the disqualification, and shall inform the SEC Office of such correction within 3 business days from the day the correction is completed. In cases where the mutual fund supervisor fails to correct the
-Translation- No. ECF2 044/2561 3 December 2018 Subject: Notification of the resolutions of the Board of Directors’ Meeting approving the investment in purchasing the ordinary shares of S-TREK (Thailand) Co., Ltd., capital increase, and the issuance and allocation of the newly issued ordinary shares to the specific person under the private placement basis, and the schedule for Extraordinary General Meeting No. 1/2019 To President The Stock Exchange of Thailand Enclosure 1. Information Memorandum...
cause damage, or not having any behavior which indicates an ongoing financial problem, including having no reasonable ground to believe that there is a shortcoming or unsuitability encompassing business
financial condition may cause damage, or not having any behavior which indicates an ongoing financial problem, including having no reasonable ground to believe that there is a shortcoming or unsuitability
comply with the requirements prescribed by the Office. This is to encourage securities companies to organize more in-house training which will support the ongoing personnel’s skill development to be better