that demonstrate the SEC’s commitment to promoting capital market businesses’ application of the UNGPs to their corporate policy to create tangible results and continuous monitoring of their progress. In

mutual fund management: Asset management company (AMC) shall have fiduciary duty to protect the interest of unitholders. In so doing, AMC shall lay out a policy for preventing and monitoring any act that

of rules monitoring listed companies.  Meanwhile, investors are suggested to consider several factors in making investment decision in listed companies. The third study on purchase of shares by persons

.? [The average scores range from 5 (the lowest) to 1 (the highest)]. Major issues found among the inspected audit firms included non-compliance with auditing standards and inefficient work monitoring

as an attractive venue for local and regional fund mobilization by streamlining the securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system

เพื่อยกระดับมาตรการป้องกัน insider trading ให้สอดคล้องกับแนวทางการนำ smart detection มาใช้ในการตรวจสอบ off-site monitoring ทั้งนี้ ในกรณีที่โทเคนดิจิทัลมีการให้บริการบนศูนย์ซื้อขายฯ อยู่ก่อนวันที่

จัดสรรการลงทุนดังกล่าว (portfolio advisory with execution) รวมทั้งมีการติดตามและปรับปรุงการลงทุน (monitoring & rebalancing) ให้สอดคล้องกับแผนจัดสรรการลงทุนของลูกค้า

criteria for commercial lending policies, prioritizing risk assessment through prudent screening and close monitoring of borrowers, especially those in small and micro businesses. Moreover, we adjusted

(Translation) February 27, 2019 Ref: SET-2019-003 Re: Management's Discussion and Analysis and operating results for the Year 2018 Attn. to: President The Stock Exchange of Thailand Filter Vision

Business Group recorded an increase in retail sales volume, while industrial sales volume softened from the company’s products stock management during TAM, in order not to interfere with sales of the retail