process, securities company shall monitor public and media releases as well as establish and maintain databases or put in place procedures so as to gain access to external databases on the following
for all business units to monitor and manage risks. These committees closely monitor and evaluate the impact on all aspects of business including sales, expense, and liquidity, as well as ensuring that
Company’s performance, the Company is implementing a response plan and is continuing to monitor the situation closely in order to conduct the appropriate measures. For more details, please see section “COVID
team constantly monitor the situation to manage and mitigate risks, assess the impact on the business and ensure that the operations complied with additional health and safety measures announced by the
___________________ Chapter 1 Fund Managers __________________ Clause 3 In this Chapter, “relevant employee” means an employee of an investment management company who, in the course of his/her job duties, receives
RP-AC 003/2017 August 10, 2017 Subject: Clarification of Q2/17 Operating Results To: Directors and Managers of the Stock Exchange of Thailand Richy Place 2002 Public Company Limited (RICHY) would
MD&A Q.3'17EN RP-AC 00/201 November 10, 2017 Subject: Clarification of Q3/17 Operating Results To: Directors and Managers of the Stock Exchange of Thailand Richy Place 0110 Public Company Limited
regarding the Prohibited Characteristics of the Major Shareholders of Agricultural Derivatives Business Operators , and in the case where a major shareholder is a juristic person, the directors, managers and
, managers and partners of such juristic person shall not have such prohibited characteristics. 1 Repealed. Clause 4/1 1 In the case where an applicant is a juristic person under Clause 3(1) who submitted an