financial statements for Q1/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The public prosecutor issued a prosecution order against the accused

Saxo Capital Market Pte.,Ltd. Saxo Capital Market Pte.,Ltd. (Saxo) colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee

Mr. Chris Lum Mr. Chris Lum colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account for

Mr. Victor Wongsonegoro Mr. Victor Wongsonegoro colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open

Ms. Chong Jia Min Ms. Chong Jia Min colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account

Ms. Kaewta Hengpracha Ms. Kaewta Hengpracha colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading

Ronghui International Service Co., Ltd. Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC

., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official

.300 in conjunction with 56(1)(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 28/02/2019

statements for Q1/2018 SEC Act S.300 in conjunction with 56(1)(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 28/02/2019