non-Thai nationals and omnibus account in other ASEAN countries to non-Thai nationals and omnibus account. Besides, measures against any person or group of persons wrongfully using Thai ASEAN CIS for
advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very
Mr. Kavin Phongpandecha Mr. Kavin Phongpandecha, an authorized director of a digital asset broker called Bitazza Company Limited ("Bitazza") and an authorized person to certify the accuracy
's character that gives dividend to coin holders, without an approval from the SEC Office in offering the newly issued digital token to the public via the Facebook page named BarterSmart and at the
at the Tara Grand Hotel, Pathum Thani. In this regard, Major Thanapong Janthong, who is an authorized director of Barter Smart and is responsible for the operation of the company, was the person who
, investors do not need to go to a branch of the service provider to fill in the same information set in person. This is another step towards digital transformation of the capital market. The single form helps
competitiveness, particularly SME entrepreneurs who have registered as a juristic person with one account, in line with the government’s policy. Moreover, loan products were tailored to customers with good credit
risks to be of significance, which are: accessing to the information and computer system by an unauthorised person, an authorised person is unable to access to the information in the computer system in