Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the

collaboration of capital market partners, business organization and government agencies, i.e. (1) the Stock Exchange of Thailand (SET), (2) the Federation of Thai Capital Market Organizations (FETCO), (3) the

days, and (2) Kasikorn Bank Public Company Limited, offering a private placement of foreign currency denominated corporate bonds to domestic institutional investors at the value of 17 million Euro for

Bangkok, March 17, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading derivatives contracts on behalf of client.The SEC probed

reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency

reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency

. Notification of Capital Market Supervisory Board  Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives

will not be compromised. Proposed revisions are as follows: 1. In case where a company issued convertible debentures with conversion price tying to future market price of shares and subsequent decline of

Seamico Securities Public Company Limited (“The company”) would like to report operating result that has been examined by our auditor for the first quarter ended March 31, 2018 as follows: The consolidated

of the MoU, and the management company shall be exempt from complying with the governing regulations 3 related to this matter specified in the Notification of the Capital Market Supervisory Board