investment company or trust certificates of unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any
Vinythai accept services support for the year 2018 from Asahi Glass Co.,Ltd (Japan), a connected person of Vinythai, is not exceeding of Baht 46,892,000 Details of services are provided in Attachment 1
day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 100,600 and a further
starting from the next day of prosecution date until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 118,500 and a further fine of
company so complies. In addition to the annual report for the year 2013 (Form 56-2), 2013 the public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative
investment; “Investor” means any person who is interested in investing in securities and shall also means any client of securities businesses of securities companies; “Securities company” means any company
. In this regard, all information requested from clients must be up-to-date at the time the KYC/CDD process is undertaken. Furthermore, where the customer is a natural person, the securities company
management, securities financing, securities borrowing and lending; (2) “customers/ clients” means natural persons or entities opening accounts or engaging in business relationships with a securities company
person, the securities company shall ensure that the identification document bears the customer’s photo. Clause 10. In conducting the KYC/CDD process under Clause 8, the securities company shall classify
decrease by 25.96% because of the following; 1. In the third quarter of 2018, the Company recorded sales income in an amount of 7,095.01 million baht while the same period last year the Company recorded