Miss Natcha Rungkassattra Miss Natcha Rungkassattra engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself
Miss Taksaporn Kajornpap Miss Taksaporn Kajornpap engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself as
Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
Silver Line Trading Intertrade Co., Ltd. Silver Line Trading Intertrade Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the
Derivative Warrants | OR42C2107G | DERIVATIVE CALL WARRANTS ON PTT OIL AND RETAIL BUSINESS PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING
Derivative Warrants | OR42P2107G | DERIVATIVE PUT WARRANTS ON PTT OIL AND RETAIL BUSINESS PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN
Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with
Bangkok, May 19, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for failure to keep complete record of trading orders and failure to
category of derivatives dealer in its home country where it is subject to an official supervision or a derivatives trading regulator whose regulation on certain derivatives business is equivalent to those
business in the category of derivatives dealer in its home country where it is subject to an official supervision or a derivatives trading regulator whose regulation on certain derivatives business is