transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
companies and derivatives intermediaries of all kinds, such as, commercial banks, life insurance company, and mutual fund brokerage securities companies (BSC) providing such services shall comply with the
received the payment for the trademark from NBC. The aforesaid transactions are deemed acquisition of assets and related transactions, which have to be approved at the shareholders’ meeting by at least
separate note, the SEC has received a tip that a foreign company incorporated on the British Virgin Island solicits foreign investors in Thailand to invest in the High Performance Development Limited (HDPL
high yield investment via social media, it was found that Marnfah Group and its authorized director Ornpaphat Chantarasaka had solicited the public to make an investment with the company based on a
, Investment Banking Club and participating approved auditors gear ?Pride of the Province III?, aiming to promote knowledge on capital market and fund raising to businesses nationwide. The project also supports
plan to promote proper financial reporting ecosystem recently approved by the SEC Board. Aiming to boost quality of financial reporting system, the plan will emphasize on the whole process starting from
securities market investment consultant of the same company for trading securities on behalf of client.Following a customer complaint against {B} and {A}, as well as a report from RHB OSK Securities (Thailand
the status of their major shareholders and seek approval for any individuals who qualify as major shareholders under the new criteria—who have not previously been approved under the former criteria
Shareholders of Thai Wacoal Public Company Limited, held on April 22, 2019, the meeting approved the sale of the company’s land to Saha Pathana Inter-Holding Plc. (SPI). Afterwards, SPI has notified the company