/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by

purchase a hotel located abroad at a significantly unreasonable price, selling NUSA condominium units at a price lower than the appraised price, and transferring NUSA funds into personal accounts and those

because the subsidiary failed to set an allowance for doubtful accounts and had yet to improve the efficiency of its internal control with regard to the approval of invoice issuance, expenses, payments

Midtown Siam into the escrow accounts for the SNW224A, SNW231A and SNW233A bonds;  5. Approval of a partial repayment of the bond principal amounting to no less than 5% of the total principal value as of

the SEC’s examination, is considered an offense of making false entries or omitting material statements in the accounts or documents of, or related to, a juristic person. This constitutes a violation

key points as summarized below:           1) REIT manager has the duty to notify the SEC for the termination of the trust property, as well as gather all accounts, evidentiary documents and

doing, the SEC emphasizes the importance of considering potential impacts on the public who use these digital asset platforms and gives them time to manage their accounts before access is restricted

amended regulations on custody of assets, with key essences as follows:    (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for

multi-factor authentication for the email account and the trading account of digital assets to reduce the risk of cyber attack on the accounts and passwords. Investors should also follow digital asset

Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the circular clarifying the guidelines for providing digital asset