? accounts that he borrowed the money from, for other?s or his own benefits. The SEC reviewed and found that Chalerm?s actions were deemed fraudulent, deceitful, interference with clients? assets with the

shares while {D}, as investor contact, had facilitated internet tradings through accounts of {A}, {B} and {C}. {A} and {D}, however, refused to enter the settlement process.Consequently, {D} is deemed to

voting right at the extraordinary shareholders? meeting No. 1/2559 on 14 October 2016.The subscription size accounts for 70.73 percent of the net tangible asset value of JMT and is considered a related

underwriting of TAKUNI and CCN securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies.Such conduct was in violation of the rule whereby securities selling or

Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) in late 2014 has revealed that {A}, then CGH executive responsible for the underwriting of TAKUNI and CCN securities, used nominee accounts to

July 31, 2007, the SEC probed into the case and found that {A}, {B}, {C}, {D} and {E} had colluded to trade RICH shares in concealment through 15 related persons securities trading accounts. They traded

spot market, open trading accounts and trade through website www.goldexasia.com.  It was, however, found that there was no gold delivery while payments were not made in full for trading transactions

company has incorrectly recorded some accounts. In addition, the SEC?s review of such financial statements along with NIPPON information released through the Stock Exchange of Thailand indicate that there

accounts. Those orders were submitted without sources and {ก} admitted that he took trading orders via mobile phone. In addition, he received the trading orders from one client for another client's

) to (4) had purchased MAKRO shares based on non-public information material to the price of MAKRO shares.  The findings revealed records of purchase transactions in the trading accounts of the four