the AIMC has not issued relevant rules, asset management companies shall comply with the SEC’s regulations that have been in force before the effective date of the amended regulations until the AIMC
, the SEC and relevant agencies have jointly drafted single form templates as follows: (1) entry form (e.g., an application form) for gathering fundamental information before an intermediary can provide
who have been engaged in the business before the effective date of the notification to comply with the capital requirements by maintaining the initial capital to no less than 5 million baht within two
percent of the term funds were offered to retail investors. The key specific characteristics of term fund are the inability to redeem investment units before maturity date and the possibility of
to disclose this information to warn investors before they make investment decisions. For example, leasehold property funds (Type1), which are prohibited from investing in new assets, must give clear
units if the sale/purchase value exceeds the threshold determined by the asset management company,- Charging additional fees from the redeeming investor when the redemption is made before the
advance before closing or moving office branches. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=890. Stakeholders and interested parties are welcome to
various e-learning media channels. The Academy is a source of fundamental knowledge for newcomer investors to learn and prepare themselves before venturing into the digital asset world. The easy-to-learn
business license before providing the custodial wallet. In this regard, the definition of DA Custodial Wallet Provider may cover deposit or custodial service for all types of DA, including such deposit or
investments and verify information before making investment decisions. Lists of SEC-approved investment consultants, business operators and investment products can be conveniently checked via the SEC Check